We offer tax-efficient diversification strategies to address the unique challenges of corporate executives.
Corporate executives often hold a substantial portion of their wealth in the equity of their own company. Concentrated investment portfolios have higher volatility and greater associated risks, but regulatory restrictions and contractual obligations for insiders and affiliates can make diversifying a challenge.
We understand these challenges and can help you develop a tax-efficient exercise and diversification plan in accordance with company policy and regulatory restrictions.
We help company officers and business owners with:
Let us help you get the most out of your equity-based compensation.
We structure tax-efficient diversification strategies according to your vesting schedule, ranked in order of most avoidable costs. This modeling often instructs the rank order of sales in a 10b5-1 plan or outright sale.
The proceeds from the diversification plan are then modeled into your broader investment plan using various pricing scenarios and probabilities of success.
Banking and Lending
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